Rosenthal Collins Group Management Team Meet the people who inspire, conduct and manage the day-to-day business of Rosenthal Collins Group. Across the board, our management team has witnessed first-hand how the futures industry has evolved—from the trading floor to electronic trading, from brokerage firms to exchanges and regulators—and uses that experience to guide Rosenthal Collins Group on a daily basis. Robert Collins has the futures brokerage business in his blood. His father, John F. Collins, co-founded the brokerage firm Greene and Collins at the Chicago Board of Trade in 1923. Bob joined the family business in 1961 and led it through two successful mergers into what is now Rosenthal Collins Group. With more than 50 years in the futures brokerage business, Bob actively provides keen operational experience and insightful strategic vision to the executive management team. Prior to his return, Scott was President and Chief Operating Officer of Tokyo-Mitsubishi Futures, a wholly owned subsidiary of The Bank of Tokyo-Mitsubishi, Ltd. In 2004, Scott returned to his industry roots, joining Rosenthal Collins Group as President and Chief Executive Officer. As Chairman of the Chicago Mercantile Exchange from 1998 to 2002, Scott guided the exchange through the development and execution of a strategic plan that transformed it from a mutual membership organization to a for-profit stock corporation, the first U. He served as a director of the exchange from 1982 to 2004. In this role, he is responsible for all finance functions including accounting and treasury. Jason began his career as an auditor at the Chicago Mercantile Exchange in 1997. He left the CME in 1998 to work as the Controller for LFG, LLC, which later became a division of Refco. In 2005, he left Refco and joined Calyon Financial as Assistant Controller and was promoted to Controller within one year. He later joined MF Global and worked in its internal audit department. He then moved to R. As CFO at R. In 2002, Rich left the trading floor to join Rosenthal Collins Group as a fixed income trader. As Senior Vice President of Risk, Rich put in place enhanced daily senior management reporting and operational procedures for the tracking and approval of customer fund transfers. He also helped develop industry-leading risk software. Previous to returning to RCG, Rich was the Treasurer for Peak6 Advisors. He was one of the first employees on the eHelp Desk and eventually took over management of all 24-hour electronic trading support operations and execution services. As his role within the organization continued to grow, Patrick assumed the role of Senior Vice President of Operations in 2015. In that position, he led coordination between clients, vendors and exchanges on a variety of industry initiatives including market data reporting and pre-trade risk management. Mike came to the firm following several years as a market regulation attorney for CME Group, where he capitalized on his vast knowledge of current and historical rules, policies and procedures at the National Futures Association, Commodity Futures Trading Commission and the futures exchanges. At CME Group, Mike was a prosecutor for the enforcement group, managed the arbitration programs, trained employees regarding rules and acted as counsel to the Chicago-based arbitration committee panels. When he was in private practice, Mike focused on litigation, compliance and contract negotiation for firms and individuals within the futures industry. She oversees all compliance and regulatory matters for the firm. She later became a senior trial attorney with the National Futures Association NFA , where she prosecuted enforcement and registration cases before the NFA Hearing and Registration Committees. Following her regulatory career, Patricia joined Refco, Inc. He is now responsible for all sales, marketing and relationship management, including overseeing relationships with key constituents such as introducing brokers, commodity trading advisors, commodity pools and other FCMs. Brian began his career at United Airlines in Chicago with a role in revenue management, focusing on pricing and yield strategy for its Pacific Division. Steve brings over 20 years of risk management experience in trading, liquidity, credit, operational and market risk. In 2007, Steve joined Hanley Group and ultimately became Head of Risk, Compliance and Business Development. At the time, Hanley Group was one of the largest grain option trading firms in the world. Steve joined Allston Trading following the acquisition of Hanley Group in 2010. He has deep experience architecting, building and operating 24x7x365 mission critical IT infrastructure environments. Matt spent nearly a decade with Hyperfeed Technologies designing, implementing and supporting data distribution systems from multiple financial exchanges as its Vice President of Operations. Matt then managed the IT needs of ITG Derivatives, a multi-asset Broker Dealer and financial technology provider, before becoming the Senior Director of IT Infrastructure for R. Prior to joining RCG in early 2017, Matt was Executive Director of Financial Solutions at the Burwood Group, where his focus was providing solutions to complex business challenges faced by trading and execution firms as well as software development companies. As Chief Operating Officer, Bob presides over all trading floor operations, clearing operations in New York and Chicago, telecommunications, exchange clearing relationships and physical facilities. He also held a variety of operations and management roles in futures brokerage and clearing at Nikko Securities International Inc. His responsibilities include assisting the CFO in all accounting and finance initiatives, including supervision over all accounting and treasury management staff, documentation of policies and procedures, monitoring and enhancement of internal controls, financial reporting, tax compliance, working with regulatory and outside auditors, and assistance with financial budgeting and forecasting. Prior to taking this position Mr. Turner brings over 25 years of futures industry experience in financial reporting, operations management, staff training, internal control and financial analysis. He served as CFO for First American Discount Corporation from 1995 to 2000, servicing primarily retail and institutional customers. He also served as CFO at Fortis Clearing Corporation from 2001 to 2006, servicing primarily local and professional traders. You should carefully consider whether futures trading is appropriate for you in light of your investment experience, trading objectives, financial resources, and other relevant circumstances. Past performance is not necessarily indicative of future results. Copyright © 2018 is provided by Barchart Solutions. Futures: at least a 10 minute delay. To see all exchange delays and terms of use, please see. All contents © 2018 Rosenthal Collins Group, L.
